Certificate in ESG Investing study material & ESG-Investing torrent pdf & Certificate in ESG Investing training dumps
Certificate in ESG Investing study material & ESG-Investing torrent pdf & Certificate in ESG Investing training dumps
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Tags: ESG-Investing Actual Dumps, Exam ESG-Investing Topic, Dumps ESG-Investing Free, ESG-Investing Authorized Certification, ESG-Investing Sample Questions Pdf
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CFA Institute Certificate in ESG Investing Sample Questions (Q166-Q171):
NEW QUESTION # 166
Which of the following statements regarding the availability of ESG data is most accurate? According to the Principles for Responsible Investment (PRI):
- A. Data for corporate bonds is disclosed by public sources
- B. Data availability for US municipal bonds is stable
- C. Peer comparison across corporate bond issuers can be difficult
Answer: C
Explanation:
Comparing ESG performance across corporate bond issuers is challengingbecausedata disclosure isinconsistent, particularly inprivate marketsandnon-listed companies. Unlike equities, where ESG disclosures are oftenregulated, bond issuers arenot always requiredto providedetailed ESG reporting.
Option A is incorrect becauseESG data for municipal bonds is often incomplete or unreliable. Option B is incorrect because while some ESG data for corporate bonds ispublicly available, it isnot standardizedacross issuers, making analysis difficult.
References:
* Principles for Responsible Investment (PRI) ESG in Fixed Income Report
* CFA Institute ESG Data Challenges Report
* MSCI ESG Research on Corporate Bond Transparency
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NEW QUESTION # 167
A framework for assessing environmental risk in project finance is set out by the:
- A. Helsinki Principles
- B. Equator Principles
- C. International Sustainability Standards Board (ISSB)
Answer: B
Explanation:
TheEquator Principlesare a widely recognized framework used by banks and financial institutions toassess environmental and social risks in project finance. These principles apply tolarge infrastructure and industrial projects.
* TheHelsinki Principlesfocus on climate finance policies.
* TheISSBdevelopscorporate sustainability disclosure standards, not project finance guidelines.
References:
* Equator Principles Association Official Framework
* World Bank Report on ESG Risks in Project Finance
* CFA Institute Guide to ESG Risk in Infrastructure
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NEW QUESTION # 168
ESG integration should be considered as part of:
- A. discretionary strategies only.
- B. both systematic strategies and discretionary strategies.
- C. systematic strategies only.
Answer: B
Explanation:
ESG integration can be applied to both systematic and discretionary strategies, as it enhances traditional investment processes by incorporating ESG factors to improve risk management and long-term returns. (ESGTextBook[PallasCatFin], Chapter 7, Page 319)
NEW QUESTION # 169
Excluding tobacco from the investment universe is an example of which of the following ESG screening approaches?
- A. Conduct-related exclusion
- B. Idiosyncratic exclusion
- C. Universal exclusion
Answer: A
Explanation:
Excluding tobacco from the investment universe is an example of a conduct-related exclusion. This approach involves excluding industries or companies that are deemed to engage in unethical or harmful activities, such as tobacco production, based on their conduct or the nature of their business.ESG Reference: Chapter 7, Page
325 - ESG Analysis, Valuation & Integration in the ESG textbook.
NEW QUESTION # 170
According to the Brunel Asset Management Accord, which of the following is least likely a cause for concern when evaluating an asset manager against an ESG investment mandate?
- A. Short term underperformance compared to benchmark
- B. Change in investment style
- C. Loss of key personnel in the organization
Answer: A
Explanation:
When evaluating an asset manager against an ESG investment mandate, several factors can cause concern.
According to the Brunel Asset Management Accord, the following points are evaluated for adherence to ESG principles:
* Change in investment style (A): A change in investment style can significantly alter the risk and return profile of the portfolio and potentially misalign it with the ESG mandate initially set by the client. This is a critical factor as consistency in investment style ensures that the ESG objectives are continuously met.
* Loss of key personnel in the organization (B): Key personnel often drive the ESG integration within investment processes. Their departure could disrupt the consistency and quality of ESG analysis and integration, which is crucial for maintaining the standards of the ESG mandate.
* Short term underperformance compared to benchmark (C): Short-term underperformance is not typically a major concern when evaluating an asset manager against an ESG mandate. ESG investing often focuses on long-term outcomes and sustainability. The performance of ESG strategies may fluctuate in the short term due to various factors, including market conditions and the inherent characteristics of ESG investments, which might not always align with short-term market movements.
The emphasis is usually placed on long-term performance and the consistency of ESG integration rather than short-term results.
In the context of the Brunel Asset Management Accord and CFA ESG Investing principles, maintaining a long-term perspective and adhering to the agreed-upon ESG criteria are paramount. The primary focus is on the systematic and ongoing application of ESG principles rather than short-term performance metrics.
References:
* Brunel Asset Management Accord
* CFA ESG Investing Principles
* MSCI ESG Ratings Methodology (June 2022).
NEW QUESTION # 171
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